Broker strength falls 40% on compliance burdens
Financial Express Kolkata|December 23, 2024
The increasing number of APs has created a new problem for the industry as well as the markets regulator—there are more instances of APs engaging in unauthorized trades, promoting unregulated products and offering assured returns to lure clients.

"BECOMING AN AP allows us to retain our clients while earning commissions on brokerage revenues," he said. Chordia termed the arrangement a win-win, adding that "clients continue to get services from the same person as before while getting access to superior technology platforms and products".

However, the increasing number of APs has created a new problem for the industry as well as the markets regulator—there are more instances of APs engaging in unauthorized trades, promoting unregulated products and offering assured returns to lure clients.

この記事は Financial Express Kolkata の December 23, 2024 版に掲載されています。

7 日間の Magzter GOLD 無料トライアルを開始して、何千もの厳選されたプレミアム ストーリー、9,000 以上の雑誌や新聞にアクセスしてください。

この記事は Financial Express Kolkata の December 23, 2024 版に掲載されています。

7 日間の Magzter GOLD 無料トライアルを開始して、何千もの厳選されたプレミアム ストーリー、9,000 以上の雑誌や新聞にアクセスしてください。

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